Russian Formalism: The Art of Literary Structure
We are going to start a new
series after a long time…
I have been focusing on
history for a long time, from Rome to the Ottoman Empire, and from Ancient
Egypt... Now, we come back to literature. In my Theory and Criticism of Literature class, we will study a variety
of theories, including Russian Formalism, New Criticism, Archetypal Criticism,
Reader-Response Criticism, Structuralism, Post-structuralism and
Deconstruction, Postmodernism, Psychoanalytic Criticism, Feminist Criticism,
Marxist Criticism, New Historicism, and Cultural Materialism. These theories
are not only related to literature, they are also related to psychology,
philosophy, history, and more. In this series, we will explore each of these
theories in detail.
Literary theory is a set of concepts and ideas used to explain or interpret literary texts. It is sometimes called "critical theory" or "theory" and is now evolving into "cultural theory." Literary theory includes principles from analyzing texts internally or using external knowledge. It is the body of ideas and methods we use to read and understand literature practically.
Literary criticism involves studying, evaluating, and interpreting literary works. While literary theory provides a broader framework for analyzing literature, literary criticism offers readers new ways to understand an author's work. It helps to examine the text, uncovering layers of meaning and providing insights into the author's intentions and the work's impact.
Why do we criticise literary
works? What Is the Purpose of Literary Criticism?
Literary criticism aims to
improve a reader's understanding of an author's work by summarizing,
interpreting, and evaluating its significance. After closely reading the text,
a critic creates a detailed analysis that can inform or challenge another
reader's perspective. This practice allows readers to appreciate the beauty and
complexity of the world through literature.
Russian Formalism emerged in
the early 20th century in Russia as a literary theory movement. This theory was
developed by a group of literary scholars and linguists seeking new ways to analyse
literature. At that time, traditional approaches to literary analysis focused
on content and meaning, primarily emphasizing what literary works conveyed.
However, the Russian Formalists aimed to change this perspective.
hen you write a story, how you
tell that story is very important. Russian Formalists were interested not only
in what a story says but also in how
it is told. Just like when you draw a picture, it’s not just the colours
that matter, but also how the lines and shapes are made. These people tried to
understand the structure of stories. To them, the words, sounds, and rhythm of
a story are just as important as the story itself. That is: Russian
Formalism is a literary theory that focuses not just on the content of
literary works but on how language and structure are used. Formalists argue
that the meaning of a work is determined not by what the author says, but by how they say it.
According to this theory, the purpose of literature is to disrupt our usual
ways of seeing and make us think in new ways. So, to understand the aesthetic
value of a work, we should focus more on its narrative techniques, linguistic
play, and formal structure rather than just the plot. In the rest of the article, I will analyse this theory with a literary work.
- The name of the author is not
important.
- The time in which the author
lived is not important.
- Any cultural impact on the
author’s life is not important.
- The political beliefs of the
author are not important.
- The actual reader is not
important.
Then, if we comprehend this theory, we may go into detail a bit.
There were two schools of
Russian Formalism. The Moscow Linguistic Circle, led by Roman Jakobson, was
formed in 1915; this group also included Osip Brik and Boris Tomashevsky. The
second group, the Society for the Study of Poetic Language (Opoyaz), was
founded in 1916, and its leading figures included Victor Shklovsky, Boris
Eichenbaum, and Yuri Tynyanov. Other important critics associated with these
movements included Leo Jakubinsky and the folklorist Vladimir Propp. Habib, M.
A. R. (2005). A History of Literary Criticism:
From Plato to the present (p. 603). Blackwell Publishing.
In the 1910s, figures like Viktor Shklovsky and Roman Jakobson proposed a new way of
examining literature. According to them, literature could not be evaluated
solely based on the subject matter, characters, or messages of a work. What was
crucial was how the author used language and how the structure of the narrative
was shaped. Shklovsky's concept of "defamiliarization" (ostranenie)
was central to this movement. He defends
that the power of literature lies in presenting ordinary things in unusual and
new ways, providing people to see the world differently.
The emergence of this theory
was influenced by the belief that literary art could be analysed on a
scientific basis. The Russian Formalists believed that literature should be
examined through objective methods like science. Therefore, they focused on
formal elements such as narrative structures, rhythm, sound, and the structure
of language, drawing attention to the formal characteristics of literary works.
This perspective marked a significant departure from traditional literary
criticism, emphasizing not only the "what" but also the
"how" of storytelling.
Shklovsky was a founding
member of one of the two schools of Russian Formalism, the Society for the
Study of Poetic Language, formed in 1916. His essay “Art as Technique” (1917) was
one of the central statements of formalist theory. Like others in his group, he
was denounced by Leon Trotsky for his formalist views. Habib, M. A. R. (2005). A History of Literary Criticism: From Plato to the Present (p. 603). Blackwell Publishing.
Defamiliarization…
Shklovsky introduces a new concept of
Russian Formalism.
Shklovsky indicates that over time,
we get so used to the things around us that we stop really noticing them. For
instance, you might see a tree every day and get so used to it that you do not
pay attention to it anymore. Shklovsky explains this as remembering only a
small part of something. That’s why, to truly understand something, we need to
look at it in a new way as if we were seeing it for the first time. Then
everything seems interesting again. To sum up, defamiliarization is one of the
most important things in literature and art. Art and literature help us see the
world in a new way. Literature shows us those familiar things again, in a
different and interesting way. This way, we look at them carefully again and
discover things we did not notice before.
Roman Jakobson played an
important role in helping us understand literature and language. Along with
Victor Shklovsky, he founded a group in 1916 that studied the language of
poetry. This group aimed to teach how to analyse poems and writings. In 1926,
Jakobson established another group in Czechoslovakia that focused on studying
how language works. Later, he fled from Nazi danger and moved to America in
1941. There, he met another important scholar named Claude Lévi-Strauss, and in
1943, they co-founded a linguistic study group in New York. His ideas became
significant first in France and then in America.
The term ‘literariness’ was
first introduced by the Russian Formalist Roman Jacobson in 1921. He declared
in his work Modern Russian Poetry that ‘the object of literary science is not
literature but literariness, i.e. what makes a given work a literary work’ (Das
2005, p. 78).
Literariness is a feature that
shows that a book or story is special. This feature separates that book from
ordinary texts. For instance, in a song, artists use some special things like
rhythm, rhyme, and repetition. That's why these features make a story or book
more interesting.
Jakobson states: “Poetry and
stories are about the beautiful use of words. Linguistics, on the other hand,
is a science that studies how words are structured. Therefore, the art of
writing poetry and stories is a part of language.” He also mentions that
literary criticism (which involves personal opinions about books) is based on
subjective views, whereas literary studies (which focus on carefully examining
books) use more accurate information. In other words, to understand books, it’s
important to analyse them carefully and focus on the words.
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Mikhail Bakhtin is recognized
as one of the most important literary thinkers of the 20th century. One of his
best-known ideas is about the different and interesting ways language is used.
He has some important concepts that explain how novels are written. These
concepts include “dialogue,” which is how people talk to each other; “polyphony,”
which means hearing different voices from different people in a story; and “carnival,”
which refers to times when everyone is having fun and there are different
rules. All of these ideas help us understand how people communicate with different
languages and voices.
Bakhtin borrows the term "polyphony" from music to
describe the different narrative voices in novels. In his book Problems of Dostoevsky's Poetics, he
illustrates how multiple voices can work together, including the author's voice
and the voices of the characters.
Another important term is "heteroglossia," which also
refers to "polyphony." Bakhtin discusses this concept in his essay
"Discourse in the Novel." This term expresses the idea that there are
many different ways of speaking in society.
Additionally, "dialogism" is significant.
It explains how meaning is created through the interactions between the writer,
the characters in a novel, and the readers. According to Bakhtin, nothing
exists meaningfully on its own; everything is understood through its
relationships and interactions with other things. In other words, what everyone
says to each other is very important.
A Checklist
of Formalist Critical QuestionsStructure and
Organization
- How is the work structured or organized?
- How does it begin, progress, and end?
- What is the work’s plot, and how does the plot relate
to its structure?
Characters
- Who are the major and minor characters, and what do
they represent?
- What is the relationship of each part of the work to
the whole?
- How are the parts related to one another?
Narration:
- Who is narrating or telling the story?
- How is the narrator, speaker, or character revealed to
the readers?
- How do we come to know and understand this figure?
Setting
- What are the time and place of the work—its setting?
- How does the setting relate to the characters and
their actions?
- To what extent is the setting symbolic?
Language and Imagery
- What kind of language does the
author use to describe, narrate, explain, or create the literary world?
- Specifically, what images,
similes, metaphors, and symbols appear in the work?
- What is their function, and what meanings do
they convey?
These questions can help
readers analyse a literary work through a formalist lens, focusing on its
structure, characters, narration, setting, and use of language.
Language and
Structure
- The language of the sonnet is rich with imagery. It
uses elements of summer and nature to discuss the nature of love. The
comparison to a summer's day serves as a tool to emphasize the beauty.
- The poem is structured as a Shakespearean sonnet,
consisting of 14 lines divided into three quatrains and a final couplet. The rhyme
scheme is ABABCDCDEFEFGG, which is
typical for Shakespearean sonnets.
Sound and
Rhythm
- The sonnet is written in iambic pentameter. This rhythm creates a sense of fluidity for the
reader and enhances its emotional impact.
- Alliteration and assonance within the poem strengthen
the emotional tone. For instance, the sound similarity between "more"
and "fair" enhances the musicality of the expression.
Defamiliarization
- The
comparisons and images in the poem offer the reader a chance to think about the
beloved's beauty in an unconventional way. For example, the phrase "Shall I compare thee to a summer's
day?" reminds us that the warmth of summer is temporary, prompting a
reflection on the permanence of love.
Meaning and Themes
Immortality and Beauty
- Shakespeare
highlights the beloved's beauty while also stressing that this beauty can fade
over time. However, through his works, this beauty becomes eternal.
- The
expression "eternal summer"
symbolizes the power of art and literature to make the ephemeral permanent.
Transience of Time
- The
poem questions the transience of time and the permanence of love, offering the
reader a profound opportunity for reflection. In this context, it reminds us of
the value of time.